Chief Compliance Officer
Tom Anderson brings both legal and financial industry experience to TJM. As a practicing attorney for several years, Tom specialized in business litigation, estate planning, and real estate. In 2017, he joined LaSalle St. Securities, where he was a Compliance and Trading Operations Principal. Tom served as Chief Compliance Officer for a boutique financial services firm in Chicago’s North Shore from 2021 until joining TJM Institutional Services as CCO in 2022.
Tom received his MBA and his MS in Business Analytics from Indiana University and his JD from the University of Minnesota. He holds Series 4, 7, 24, 63, and 65 licenses.
Contact Thomas Anderson
Direct Dial: 312.432.5121