General Counsel/Compliance Officer
After graduating from the University of Wisconsin-Madison and John Marshall Law School in Chicago, Marc began his career as a proprietary floor-based equity options market maker on the trading floor of the CBOE. Marc spent thirteen years on the floor at the CBOE and then moved to the CME floor, where he spent ten years trading Euro-dollar futures and currency futures and options for his account. Marc returned to the legal field in 2014 to combine his trading knowledge and legal skills while practicing securities law for a boutique securities law firm in Chicago. Marc began as Corporate Counsel and Compliance Officer for TJM Institutional Services, LLC in April of 2015. Marc deals with all compliance-related issues involving TJM’s Introducing Broker business and handling the firm’s in-house legal work. He holds FINRA Series 7 and 24 licenses and NFA Series 3, 30 and 34 licenses. In addition, Marc is a member of good standing with the Illinois Bar Association.
Direct Dial: 312.432.5121